2024 Fourth Quarter Insights

October, 2024

Edition: 36

The 4 Disciplines of Investing for Retirement and Wealth Creation

  1. “Investing is a marathon and not a sprint.”
  2. “Do no harm.”
  3. “Knowledge creates success; stay calm, objective and long-term oriented.”
  4. “Choose carefully what you read and to whom you listen.”

We simply attempt to be fearful when others are greedy and to be greedy when others are fearful.

Warren Buffet

 

Warren and his team have been quite active during the last several months, selling over 389 million shares, or half of his Apple position as well as 238 million, or 25% of his Bank of America position. Shares of these companies were mostly acquired during the depths of the GFC. Is Warren practicing what he preaches? I guess only time will tell. As I write this quarters insights, I do so knowing that, in a New York minute, the geopolitical environment we are living in today can switch drastically in the very near-term.

The third quarter has certainly been an eventful one. Generally, September and October are the most eventful not July and August. During the quarter we saw the NASDAQ futures down 1,000 points pre-market and the Volatility Index surged 40 points higher on August 5th.  The Volatility Index retraced most of the entire 40-point move higher in a 5-day period marking one of the largest 5-day movements for the index since 1990. Such moves in the Volatility Index tend to cluster together and as we move into October, a month that has seen the 1987 and 1929 crash, investors should prepare for a potentially bumpy month. During the month we also saw the Federal Reserve lower the federal funds rate by .50%, the first rate cut since the Federal Reserve began its rate-hiking crusade to battle inflation on  March 16, 2022. Subsequently we saw the spread between the 10-year Treasury yield and the 2-year Treasury yield uninvert after 540 days. This was the longest inversion of the 10-year/2-year Treasury yield curve in history and if history is an indicator of the future, a yield curve has never been inverted this long without a recession shortly following. The 10-year treasury yield, a benchmark yield for car loans and mortgages is now above 4% and 11% higher since the day the Federal Reserve cut rates, leading indicators are still negative, and there is potential for a war in the Middle East that will have all sorts of potential ramifications. Lastly, the S&P 500 is trading at 22 times its next 12 months earnings, a premium of 20% above its historical average and the AAII Bullish Sentiment Survey in August showed the highest bullish sentiment since October 2007.

Ok, now that we got that out of the way, there are some positives out there as well. We are living in the 4th Industrial Revolution led by AI which will bring many benefits to investors over the short to long term. We have seen global policy rates drop as central banks lower rates resulting in an increase of global liquidity. The economy appears to be improving with the September jobs number blowing out expectations. Inflation seems to be under control and the net worth of US households continues to increase.

Pros and Cons:

Pros:

  • Below are some items we are watching as we head into the final three months of 2024.
  • Fourth Industrial Revolution led by technology boom in AI.
  • US employment is in a good position.
  • Core Inflation has come down.
  • The Federal Reserve has stopped increasing rates and begun its rate lowering campaign.

Cons:

  • The Israel-Hamas war has expanded to Lebanon and Iran, greater escalation could be potentially a big problem.
  • Inflation picks back up because of Middle East tensions as well as the increase in global liquidity from multiple countries reducing interest rates.
  • AI is at its peak hype cycle before it enters the disillusionment cycle for investors.
  • Treasury yields start to move back higher.
  • The Buffet Valuation Indicator of Total US combined market capitalization to US GDP is overvalued, currently sitting at the 2021 peak.

Conclusion

In my opinion we are in the Fourth Industrial Revolution, a large secular growth path led by AI and technology that will help improve the lives of many around the globe. US company balance sheets and the consumer seem to be in a good position. But we are currently living in an environment that is very uncertain and as wealth managers and financial planners, it is important to leave you with this. Over time markets tend to move higher, they consist of lots of fluctuations and uncertainties so it is ever so important that you communicate with your financial advisory team, discuss your goals, objectives, time horizon and lastly have a wealth management team that understands you.

Nicholas W. Sergio, AIF® CPFA®

Founder & Chief Investment Officer
Banyan Wealth

Registered Principal & Financial Advisor
RJFS

2024 RJFS Leaders Council Member

nick.sergio@raymondjames.com

The S&P 500 is an unmanaged index of 500 widely held stocks that is generally considered representative of the U.S. stock market. The NASDAQ composite is an unmanaged index of securities traded on the NASDAQ system. Dow Jones Industrial Average (DJIA) commonly known as “The Dow” is an index representing 30 stocks of companies maintained and reviewed by the editors of the Wall Street Journal. The Russell 2000 Index measures the performance of the 2000 smallest companies in the Russel 3000 Index, which represents approximately 8% of the total market capitalization of the Russel 3000 Index. BPS stands for Basis Points and refers to a common unity of measure for interest rates, one basis point is equal to 1/100th of 1% or 0.01% it is used to denote the percentage change in a financial instrument. Inclusion of these indexes is for illustrative purposes only. Keep in mind that individuals cannot invest directly in any index, and index performance does not include transaction costs or other fees, which will affect actual investment performance. Individual investor’s results will vary. Past performance is not a guide to future performance, future returns are not guaranteed, and a loss of capital might occur. All investing involves risk and you may incur a profit or loss of capital. There is no assurance any investment strategy will be successful. All information, data and analysis provided in this report is for informational purposes only and is not a recommendation to buy or sell any security. This report does not constitute a personal recommendation or take into account the particular investment objectives, financial situations, or needs of individual clients. The foregoing information has been obtained from sources considered to be reliable, but we do not guarantee that it is accurate or complete; it is not a statement of all available data necessary for making an investment decision and it does not constitute a recommendation. Any opinions are those of Nicholas Sergio and not necessarily those of Raymond James and are subject to change without notice. Raymond James does not offer tax advice and services. You should discuss any tax matters with the appropriate professional. Holding investments for the long term does not insure a profitable outcome. There is no guarantee that these statements, opinions or forecasts provided herein will prove to be correct. Forward looking data is subject to change at any time and there is no assurance that projections will be realized. High-yield bonds are not suitable for all investors. The risk of default may increase due to changes in the issuer’s credit quality. Price changes may occur due to changes in interest rates and the liquidity of the bond. When appropriate, these bonds should only comprise a modest portion of a portfolio. Investment advisory services offered through Raymond James Financial Services Advisors, Inc.* Membership is based on prior fiscal year production. Re-qualification is required annually. The ranking may not be representative of any one client’s experience, is not an endorsement, and is not indicative of advisor’s future performance. No fee is paid in exchange for this award/rating.

Sources

https://www.investopedia.com/terms/v/vix.asp
https://fred.stlouisfed.org/series/T10Y2Y
https://www.investopedia.com/terms/s/sp500.asp
https://www.advisorperspectives.com/dshort/updates/2024/10/04/buffett-valuation-indicator-september-2024

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