Red Bank, NJ   •   Toms River, NJ   •   Suffern, NY         Client Access

Carefully caring for your wealth so you can focus on your career.

Carefully caring for your wealth so you can focus on your career.

Corporate Executives

Between the demands of leading your company and the complex nature of your personal finances, it’s only natural to want to ensure your assets are in order and working as hard as you do. So we’ve created an efficient, consultative process to evaluate your case individually and tailor holistic strategies around your specific circumstances.

We understand the challenges you face, such as finding solutions for concentrated stock positions and strategies designed to help protect your family and financial legacy. Our experience extends to all types of executive transactions, equity-based compensation, company trading policies and regulatory requirements that impact transactions in company stock. We offer personalized guidance on these important issues and more – allowing you to focus on what matters most.

Our Business Executive services include:

  • Executive Transactions
  • ESOPs
  • Cashless Stock Option Exercises
  • Rule 144 Executions
  • 10b5-1 Sales Plans
  • Hedging and Monetization for Concentrated Equity Positions
  • Banking & Lending Solutions1
  • Insurance & Annuities2
  • Tax Planning
  • Estate Planning
  • Charitable Giving
  • Risk Management

1. Lending solutions offered by Raymond James Bank, an affiliate of Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and your Raymond James Financial Advisor do not solicit or offer residential mortgage products and are unable to accept any residential mortgage loan applications or to offer or negotiate terms of any such loan. You will be put into contact with a Raymond James Bank employee for your residential mortgage needs.

2. Insurance and annuities offered through Raymond James Insurance Group. Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. are affiliated with Raymond James Insurance Group.